Streamline the fiduciary process

Forge stronger relationships between advisors, sponsors and providers.

In recent years, the need to forge stronger relationships between advisors, sponsors and providers has become imperative to reach the ultimate goal of ensuring plan participants are maximizing returns on their retirement savings. The level of advisor involvement in the benefit administration industry continues to steadily increase, driving the need for advisors to quickly and easily access pertinent plan and fund data.

Review and research

Mutual fund data integrated with recordkeeping software and Crystal reports.

Compliance reports

Reporting to help satisfy 408(b)(2) and 404(a)(5) compliance.

Prospect proposals

A proposal module for preparing reports for new and takeover plans.

Fee benchmarking

Compare plan provider fees, investment quality and costs, with similar plans.

Selecting plan investments can be complicated, and obtaining all of the necessary data can be expensive and time consuming, as the advisor may need to access multiple sources to gather the information required to complete the analysis. PlanAdvisor is designed to assist investment advisors, consultants and third-party administrators serving the retirement plan industry by integrating these key functions into a single user interface.

PlanAdvisor can help you create operational efficiencies by turning a manual fiduciary process into an automated one leveraging data from fewer systems. The solution combines investment, plan and platform data from several sources and provides your organization with:

  • Fiduciary investment review for 3(21) and 3(38) advisors that is integrated with your recordkeeping software.
  • Plan sponsor investment and fee reports to assist with 408(b)(2) compliance.
  • Mutual fund data integrated with recordkeeping software and reports to assist with 404(a)(5) compliance.
  • A proposal module to assist with preparing reports for both new and existing retirement plan prospects.